Alexa Concepcion is a director is a director in the Kroll Corporate Actions and Prime Clerk practices. Before joining Kroll, Alexa held the position of VP of Securities Services at Omni Agent Solutions, where she provided consultation for out-of-court restructurings, pre-packaged and traditional chapter 11 plan solicitations and related plan distributions, treatment elections and subscriptions, consent solicitations, and exchange offers. Alexa managed all security/equity related services. Throughout her career, Alexa has developed meaningful relationships with the major banks, brokerage firms, agents, nominees and depositories (including DTCC, Euroclear and Clearstream, among others). By utilizing her experience and relationships, Alexa provides effective solutions to address the complex needs of Kroll’s clients.
Prior to joining Omni in 2019, Alexa worked in the service industry for over 15 years, with experience working on every side of the business beginning with her career working at various Transfer Agents, Broker/Nominees, at DTCC handling both Voluntary and Mandatory events from inception to completion, and finally working for a Claims Administrator.
In her tenure, she processed some of the largest and most complex distributions including Commonwealth of Puerto Rico, David’s Bridal, iHeart Radio, Lehman Brothers, Lehman Brothers Securities, Motors Liquidation (f/k/a GM), Tapstone Energy, Bruin Energy Holdings and Chinos Holdings, etc.